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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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(Address of Principal Executive Offices)
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(Zip Code)
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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●
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elected Peter M. Chang, Wendell Chen, Christina Kao, James Kao, Chie-Min (Christopher) Koo, Joyce Wong Lee, Christopher Lin, Ko-Yen Lin, Paul Lin, Feng (Richard) Lin, Geraldine Pannu and Catherine Thian to the board of directors of the Company (the “Board”);
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●
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approved, on a non-binding, advisory basis, the compensation of the Company's named executive officers;
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●
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ratified the appointment of Eide Bailly, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022; and,
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● | approved the amended and restated 2017 Omnibus Stock Incentive Plan |
FOR
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WITHHELD
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BROKER NON-VOTES
|
|
Peter M. Chang
|
8,794,503.5 |
1,641,513
|
1,827,997
|
Wendell Chen
|
7,998,570.5 |
2,437,446
|
1,827,997
|
Christina Kao
|
8,644,093.5 |
1,791,923
|
1,827,997 |
James Kao
|
6,187,869.5 |
4,248,147
|
1,827,997
|
Chie-Min (Christopher) Koo
|
8,647,554.5 |
1,788,462
|
1,827,997
|
Joyce Wong Lee | 10,100,925.5 | 335,091 | 1,827,997 |
Christopher Lin
|
8,486,052.5 |
2,399,964
|
1,827,997
|
Ko-Yen Lin
|
8,105,166.5 |
2,330,850
|
1,827,997
|
Paul Lin
|
8,569,820.5 |
1,866,196
|
1,827,997
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Feng (Richard) Lin
|
6,538,203.5 |
3,897,813
|
1,827,997
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Geraldine Pannu | 10,100,825.5 | 335,191 | 1,827,997 |
Catherine Thian
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8,907,396.5 |
1,528,620
|
1,827,997
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FOR
|
AGAINST
|
ABSTAIN
|
BROKER NON-VOTES
|
5,233,170.5 | 5,011,652 | 191,194 |
1,827,997
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FOR
|
AGAINST
|
ABSTAIN
|
12,058,317.5 |
45,247
|
160,449 |
FOR
|
AGAINST
|
ABSTAIN
|
8,786,854.5 |
1,476,323
|
172,839 |
99.1
|
||
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
Dated: May 20, 2022
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RBB BANCORP
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By:
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/s/ David Morris
|
|
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Name:
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David Morris
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Title:
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Interim President and Chief Executive Officer
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Executive Vice President and Chief Financial Officer
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Exhibit 99.1